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Vice President, Regulatory Compliance

  • Full Time, onsite
  • CHINA CONSTRUCTION BANK (MALAYSIA) BERHAD
  • Kuala Lumpur Compliance & Risk (Banking & Financial Services) Full time, Malaysia
Salary undisclosed

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JOB PURPOSE:

  • Regulatory compliance management to ensure the Bank’s operations and business activities conform to the regulatory requirements

PRINCIPAL DUTIES:

Take lead in Regulatory Compliance and Internal Control related matters:

  • Keep abreast of new changes in the statutory and regulatory requirements and/or expectation, or requirements of Parent Company and Group Policies, particularly emerging regulatory compliance requirements/expectations
  • Promote and instill compliance culture within CCB Malaysia
  • Act as the reference point for regulatory & Parent Bank compliance and internal control related matters
  • Handling and dissemination of latest regulatory development, coordination for conduct of gap analysis, tracking & monitoring of gaps closure
  • Identification of regulatory compliance and/or internal control risks associated with CCB Malaysia's operations, products or services or business activities.
  • Conduct independent compliance/internal control related testing and assessments, establishing governance documents to ensure proper internal measures are in place to meet regulatory expectation.
  • Coordinate and facilitate regulatory and/or Parent Bank inspections/audits.
  • Periodic reporting to the management/board level committee and Parent Bank on regulatory compliance and/or internal control related matters
  • Evaluate & investigate non-compliance incidents and/internal control lapses and make remedial recommendations. Conduct internal training and awareness programs on regulatory compliance & internal control
  • Provision of services to CCB Labuan in line with such service scope detailed in the SLA signed between CCB Malaysia and CCB Labuan
  • Provision of assistance to other areas of duties for Internal Control and Compliance Division.
  • Perform any other duties as may be assigned by the Senior Management and Head of Division from time to time.
  • Keep abreast of the provision and changes in the statutory and regulatory requirements, Parent Company and Group Policies.
  • Administrative & clerical works for Compliance and Assurance committee.
  • Handling and management of data governance & quality.
  • Facilitation of assessments and reviews initiated/requested by Parent Bank
  • EXPERIENCE / KNOWLEDGE REQUIRED:

    • Bachelor’s degree.
    • Min 10 years of working experience in regulatory compliance and credit review related field.
    • Good oral and written skills in English. Competence in oral and written Mandarin is a strong advantage.