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Vice President, e-KYC Regulatory Assurance

Salary undisclosed

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JOB PURPOSE/OBJECTIVE

Supervise and facilitate compliance with the e-KYC standards according to regulatory requirements applicable to the digital onboarding activities undertaken by Kenanga Group.

KEY RESPONSIBILITIES

Management of e-KYC Audit

  • Carry out e-KYC Audit to classify identification and verification cases processed under e-KYC solution implemented by Kenanga Group into genuine and non-genuine cases.

Compliance Policies and Procedures

  • Develop (new) or update (existing) compliance Policies and Procedures to reflect current regulations.

Compliance Advisory

  • Provide advice to internal stakeholders who seek compliance advisory in relation to the relevant regulatory requirements.

e-KYC Reporting (External)

  • Review the relevant reports for submission to the regulatory authorities.

e-KYC Reporting (Internal)

  • Undertake the preparation of the relevant reports to the internal stakeholders.

Enhancement of e-KYC Implementation

  • Carry out engagements to ensure effective e-KYC implementation and address e-KYC challenges.

JOB REQUIREMENTS

  • Degree in Accounting, Finance, Business Studies or Law.
  • Minimum 8 years of working experience in the securities or financial industry or in any other related industry.