Vice President, e-KYC Regulatory Assurance
JOB PURPOSE/OBJECTIVE
Supervise and facilitate compliance with the e-KYC standards according to regulatory requirements applicable to the digital onboarding activities undertaken by Kenanga Group.
KEY RESPONSIBILITIES
Management of e-KYC Audit
- Carry out e-KYC Audit to classify identification and verification cases processed under e-KYC solution implemented by Kenanga Group into genuine and non-genuine cases.
Compliance Policies and Procedures
- Develop (new) or update (existing) compliance Policies and Procedures to reflect current regulations.
Compliance Advisory
- Provide advice to internal stakeholders who seek compliance advisory in relation to the relevant regulatory requirements.
e-KYC Reporting (External)
- Review the relevant reports for submission to the regulatory authorities.
e-KYC Reporting (Internal)
- Undertake the preparation of the relevant reports to the internal stakeholders.
Enhancement of e-KYC Implementation
- Carry out engagements to ensure effective e-KYC implementation and address e-KYC challenges.
JOB REQUIREMENTS
- Degree in Accounting, Finance, Business Studies or Law.
- Minimum 8 years of working experience in the securities or financial industry or in any other related industry.
JOB PURPOSE/OBJECTIVE
Supervise and facilitate compliance with the e-KYC standards according to regulatory requirements applicable to the digital onboarding activities undertaken by Kenanga Group.
KEY RESPONSIBILITIES
Management of e-KYC Audit
- Carry out e-KYC Audit to classify identification and verification cases processed under e-KYC solution implemented by Kenanga Group into genuine and non-genuine cases.
Compliance Policies and Procedures
- Develop (new) or update (existing) compliance Policies and Procedures to reflect current regulations.
Compliance Advisory
- Provide advice to internal stakeholders who seek compliance advisory in relation to the relevant regulatory requirements.
e-KYC Reporting (External)
- Review the relevant reports for submission to the regulatory authorities.
e-KYC Reporting (Internal)
- Undertake the preparation of the relevant reports to the internal stakeholders.
Enhancement of e-KYC Implementation
- Carry out engagements to ensure effective e-KYC implementation and address e-KYC challenges.
JOB REQUIREMENTS
- Degree in Accounting, Finance, Business Studies or Law.
- Minimum 8 years of working experience in the securities or financial industry or in any other related industry.