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Compliance Officer

RM 3,500 - RM 5,000 / month

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  • Conduct compliance screenings for individuals, entities, and transactions.
  • Use screening tools and databases to identify potential risks.
  • Review and analyze alerts from compliance systems for relevance.
  • Escalate significant findings to the appropriate team.
  • Ensure accurate documentation and reporting of screening results.
  • Collaborate with cross-functional teams to resolve compliance issues.
  • Support audits and regulatory reviews with required documentation and insights.
  • Audit sales and advisory processes for regulatory and policy compliance.
  • Review fact-find documentation for accuracy and alignment with standards.
  • Conduct client surveys via phone and email to validate sales processes.
  • Identify and document discrepancies or non-compliance issues.
  • Prepare reports summarizing audit findings with recommendations.
  • Ensure timely completion of reviews while maintaining quality standards.
  • Assist in developing audit tools, checklists, and methodologies.
  • Maintain confidentiality, data protection, and stay updated on regulations.
  • Proficiency in bilingual (mainly English and Mandarin) is an added advantage

Job Type: Full-time

Pay: RM3,500.00 - RM5,000.00 per month

Benefits:

  • Opportunities for promotion
  • Professional development

Schedule:

  • Fixed shift
  • Monday to Friday

Supplemental Pay:

  • Yearly bonus

Work Location: In person

Expected Start Date: 04/01/2025