Head of Operational Compliance
About Our Client
Our client is a prominent financial institution, known for its wide range of services and commitment to excellence.
Role Overview
The Head of Operational Compliance will oversee a team and ensure that an effective control framework is in place for business operational activities. This role involves managing operational and AML risks, ensuring compliance with regulatory requirements, and improving control environments.
Key Responsibilities
- Policy Development: Establish policies and procedures to manage business operational control effectively.
- Operational Control: Ensure adherence to group and local regulatory requirements for operational and AML control.
- Control Improvement: Implement programs to enhance and standardize control environments.
- Governance and Reporting: Provide governance and reporting on key operational and AML controls.
- Coordination: Align internal control monitoring with Risk, Compliance, and Audit teams.
- Risk Management: Manage operational and AML risks effectively.
- Control Assessment: Test and report on the effectiveness of operational controls.
- Compliance: Ensure compliance with all relevant rules and standards.
Requirements
- Strong leadership and communication skills.
- Attention to detail and ability to deliver quality results within tight deadlines.
- Understanding of compliance and audit frameworks.
- Knowledge of regulatory requirements.
Qualifications
- Degree in Accountancy, Finance, or a related field. Professional certifications are a plus.
- At least 7 years of experience in a management role with exposure to AML and risk control in financial services, preferably in a BNM regulated institution.
Salary and Benefits
The offered salary ranges from 19,000 to 23,000 MYR per month, with additional benefits and performance bonuses.
Application Process
Apply now or reach out to me at [email protected] for a confidential discussion. Please note that only shortlisted candidates will be contacted. Applications are open only to local candidates.
About Our Client
Our client is a prominent financial institution, known for its wide range of services and commitment to excellence.
Role Overview
The Head of Operational Compliance will oversee a team and ensure that an effective control framework is in place for business operational activities. This role involves managing operational and AML risks, ensuring compliance with regulatory requirements, and improving control environments.
Key Responsibilities
- Policy Development: Establish policies and procedures to manage business operational control effectively.
- Operational Control: Ensure adherence to group and local regulatory requirements for operational and AML control.
- Control Improvement: Implement programs to enhance and standardize control environments.
- Governance and Reporting: Provide governance and reporting on key operational and AML controls.
- Coordination: Align internal control monitoring with Risk, Compliance, and Audit teams.
- Risk Management: Manage operational and AML risks effectively.
- Control Assessment: Test and report on the effectiveness of operational controls.
- Compliance: Ensure compliance with all relevant rules and standards.
Requirements
- Strong leadership and communication skills.
- Attention to detail and ability to deliver quality results within tight deadlines.
- Understanding of compliance and audit frameworks.
- Knowledge of regulatory requirements.
Qualifications
- Degree in Accountancy, Finance, or a related field. Professional certifications are a plus.
- At least 7 years of experience in a management role with exposure to AML and risk control in financial services, preferably in a BNM regulated institution.
Salary and Benefits
The offered salary ranges from 19,000 to 23,000 MYR per month, with additional benefits and performance bonuses.
Application Process
Apply now or reach out to me at [email protected] for a confidential discussion. Please note that only shortlisted candidates will be contacted. Applications are open only to local candidates.