Epicareer Might not Working Properly
Learn More
Please Turn on your JavaScript

Epicareer might not working properly because your browser javascript is turned off.

What is JavaScript?

JavaScript is like the magic behind making websites interactive. Basically, it makes Epicareer more enjoyable and engaging.
How do i turn this on?
Find tutorial for your browser below :
  1. Make sure the webpage is open.
  2. In the Safari app on your Mac, choose Safari > Preferences, then click Security.
  3. Make sure the Enable JavaScript checkbox is selected.
  4. Click Websites.
  5. On the left, click Content Blockers.
  6. Make sure Off is chosen in the pop-up menu next to the website.
  7. On the left, click Pop-up Windows.
  8. Make sure Allow is chosen in the pop-up menu next to the website.
Visit Site here
  1. Open Chrome on your computer.
  2. Click. then Settings.
  3. Click Privacy and Security.
  4. Click Site settings.
  5. Click JavaScript.
  6. Select Sites can use Javascript.
Visit Site here
  1. If you're running Windows OS, in the Firefox window, click Tools > Options.
  2. Tip: If you're running Mac OS, click the Firefox drop-down list > Preferences.
  3. On the Content tab, click the Enable JavaScript check box.
Visit Site here
  1. Click the "Settings and more" icon at the top right of the Edge browser window.
  2. Click Settings.
  3. From the Settings menu, click Cookies and site permissions.
  4. Scroll down and click on JavaScript.
  5. In the JavaScript window, toggle the slider to "on" or "allowed."
  6. Close the Settings tab.
  7. Refresh the page.
Visit Site here
  1. Go to Settings.
  2. Click Advanced in the left sidebar, and click Privacy & security.
  3. Under Privacy and security, click Site settings.
  4. Click JavaScript.
  5. At the top, turn on or off Allowed (recommended).
Visit Site here
Any Question? Contact us
logo
Jobs or company...

Lead Specialist - Investment Compliance

Salary undisclosed
Checking job availability...
Original
Simplified
At AIA we’ve started an exciting movement to create a healthier, more sustainable future for everyone.
It’s about finding new ways to not only better people's lives, but to better the communities and environments we live in. Encompassing our ambition of helping a billion people live Healthier, Longer, Better Lives by 2030.
And to get there, we need ambitious people who believe in playing an important part in shaping that future. People seeking unmatched career and personal growth opportunities, who are driven to work with, and learn from some of the most inspiring and supportive leaders in the business.
Sound like you? Then read on.
About the Role
  • To utilise technology and centralised systems to perform second line investment compliance monitoring activities and demonstrate compliance with applicable investment standards, policies and procedures by providing feedback and monitoring results to Group Investment Compliance and the relevant Country Investment Compliance Leaders (“CICLs”);
Second Line Investment Compliance Monitoring Activities:
Post trade Compliance Monitoring
  • Performing and coordinating daily post-trade investment compliance monitoring activities through relevant Bloomberg modules.
  • Proficiency in guidelines interpretation, compliance rules coding, account review.
  • Understanding of how daily post-trade investment compliance monitoring activities are performed through relevant Aladdin Compliance dashboard.
  • Identification of incorrect coded rules and suggest how to interpret and correctly code the rules.
  • Ability to work in the fast-paced environment with strict deadlines.
  • Understanding of pre trade and post trade compliance, implications of various categories of rule types, pre trade and post trade monitoring, generation of reports
  • Developing and maintaining second line trade oversight and market abuse monitoring (equities and fixed income) via Bloomberg Transaction Cost Analysis module or any other systems.
  • Investigate and report breaches to ensure timely rectification.
  • Prior experience of rule coding on Bloomberg and Aladdin (preferred)
Personal Dealing Compliance Monitoring
  • Administer the Personal Dealing Standard/policy which includes but not restricted to -
  • Review of broker account statements.
  • Review of monthly personal trading transactions.
  • Investigate any Personal Dealing breaches.
  • Perform, or support, the role of the Personal Dealing monitoring tool system administrator.
Annual Investment Compliance Plan
  • To perform or carry out monitoring and assurance activities of our clients based on the annual Investment Compliance Plan
  • To ensure all monitoring activities performed are documented and supported.
Ad-hoc activities:
  • Participate in ad-hoc team projects related to Investment Risk and Compliance reporting's, initiatives and projects.
Job Requirements :
  • Degree holder in Accounting, Finance, Economics or Business Management with a minimum of 10 years’ experience in investment compliance or related field.
  • Solid understanding of financial instruments especially derivatives.
  • Understanding of Private Equity Investments will be an advantage.
  • Strong knowledge of regulatory environment (MAS, UCITs, HK SFC, FATCA etc) would be preferred
  • Knowledge of investment compliance framework, processes and systems.
  • Strong presentation and reporting skills.
  • Fluency in English.
  • A highly articulate and consultative approach.
  • Technology savvy and detail oriented.
Build a career with us as we help our customers and the community live Healthier, Longer, Better Lives.
You must provide all requested information, including Personal Data, to be considered for this career opportunity. Failure to provide such information may influence the processing and outcome of your application. You are responsible for ensuring that the information you submit is accurate and up-to-date.