Epicareer Might not Working Properly
Learn More

Compliance Executive [KYC]

RM 2,500 - RM 3,700 / month

Checking job availability...

Original
Simplified
  • Responsible for onboarding retail and institutional investors and account level upgrading by performing CDD and EDD (whichever the case requires).
  • Responsible for the delivery of first line of defence of Risk-Based Approach (RBA) through KYC process.
  • Monitor the implementation of the application of RBA during KYC process.
  • Conduct Ongoing Due Diligence (ODD) for existing customer based on customer risk.
  • Perform testing on the relevant system used to onboarding customer as well as to involve with any project related to this matter.
  • Review and revise the business process Standard Operating Procedures (SOP) and document.
  • Liaise with Customer Service Officer (CSO) teams to gather detailed information and supporting documentation customers or on any issues on application submitted by customers.
  • Conduct customer screening and review any hit or arising issue.
  • Provide daily update and reporting to Head of Operations (HOO).

Job Type: Permanent

Pay: RM2,500.00 - RM3,700.00 per month

Benefits:

  • Maternity leave
  • Opportunities for promotion
  • Professional development

Schedule:

  • Monday to Friday

Ability to commute/relocate:

  • Petaling Jaya: Reliably commute or planning to relocate before starting work (Required)

Education:

  • Diploma/Advanced Diploma (Required)

Experience:

  • Compliance: 2 years (Required)

Work Location: In person