
Compliance Executive [KYC]
RM 2,500 - RM 3,700 / month
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- Responsible for onboarding retail and institutional investors and account level upgrading by performing CDD and EDD (whichever the case requires).
- Responsible for the delivery of first line of defence of Risk-Based Approach (RBA) through KYC process.
- Monitor the implementation of the application of RBA during KYC process.
- Conduct Ongoing Due Diligence (ODD) for existing customer based on customer risk.
- Perform testing on the relevant system used to onboarding customer as well as to involve with any project related to this matter.
- Review and revise the business process Standard Operating Procedures (SOP) and document.
- Liaise with Customer Service Officer (CSO) teams to gather detailed information and supporting documentation customers or on any issues on application submitted by customers.
- Conduct customer screening and review any hit or arising issue.
- Provide daily update and reporting to Head of Operations (HOO).
Job Type: Permanent
Pay: RM2,500.00 - RM3,700.00 per month
Benefits:
- Maternity leave
- Opportunities for promotion
- Professional development
Schedule:
- Monday to Friday
Ability to commute/relocate:
- Petaling Jaya: Reliably commute or planning to relocate before starting work (Required)
Education:
- Diploma/Advanced Diploma (Required)
Experience:
- Compliance: 2 years (Required)
Work Location: In person