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- Perform Know-Your-Client review for onboarding of clients.
- Perform periodic compliance review of clients.
- Prepare and submit periodic regulatory reporting.
- Provide compliance advice, review and interpretation on regulations and internal policies; support the Business on proper and timely implementation of procedures to comply with local regulations.
- Provide advice on AML/CFT regulations, policies, review of businesses’ AML/CFT procedures and controls.
- Prepare and review regulatory related training material and conduct training for staff.
- Point of contact to ensure business awareness of immediate escalation of significant emerging compliance issues, incidents reporting process, necessary suspicious activity report.
- Handling regulatory enquiries and co-ordination of regulatory inspections.