
Head of Financial Advisor
RM 10,000 - RM 15,000 / month
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- Act as Person-in-Charge for compliance in all matters related to financial advisory license under BNM and SC.
- Support the SC CMSL and BNM financial advisor licensing process including documentation, readiness, audits, and submissions.
- Lead the strategy, structure, and launch of Senang.io’s financial advisory arm (conventional & takaful).
- Design and enforce compliance procedures that meet BNM, SC, FIMM, and industry guidelines.
- Build and lead a licensed advisory team (unit trust, PRS, takaful, life insurance).
- Create SOPs for onboarding, KYC, client risk profiling, product suitability, and conflict-of-interest declarations.
- Collaborate with product, legal, tech, and commercial teams to embed compliance into digital journeys.
- Represent the company in regulator, insurer, or fund house meetings.
- Track and manage compliance KPIs, audit response, and advisor conduct.
We are hiring a Head of Financial Advisor to lead and grow our financial advisory unit. The
successful candidate must be licensed by both Bank Negara Malaysia (BNM) and the Securities
Commission (SC) to offer both conventional and takaful financial advice. You will serve as the
Person-in-Charge for regulatory and compliance matters and play a critical role in obtaining and
managing our advisory licenses.