Team Leader, Regulatory Strategy (Regulatory Management)

Responsibilities:

• To enhance Master List of Regulatory Updates of all regulations applicable to MIBG entities.
• To review regulatory updates and produce quality Regulatory Impact Analysis, including risk rating of regulations, extra territorial effect, gap analysis, action plan, timeline etc
• Serves a critical role in the regulatory risk assessment to ensure the business adherence and compliance to the regulatory requirements and industry best practices.
• To provide Compliance inputs that resulted with process improvement at the business level.
• To take on Regional Compliance Officer role overseeing MIBG entities, including review and advise on complex compliance matters across MIBG entities, including identification of non-compliance matters and corresponding corrective actions.
• To prepare compliance reports periodically to the regulators (e.g., Bursa, SC and BNM) and governance committees, e.g., Board of Directors, Executive Committee etc
• To review and update relevant Compliance review procedures and checklists across MIBG entities.
• To conduct reviews of relevant internal policies and procedures across MIBG entities.
• To undertake other relevant compliance initiatives and projects as directed by the Head of Regulatory Strategy.

Requirements:

• Degree in Law, Accounting, Economics, Business, or other relevant fields.
• Minimum 8+ years’ experience in compliance, legal, corporate finance or other related fields.
• Familiar with regulatoryrequirements applicable to Investment Banks, e.g., Rules of Bursa Malaysia and policies/guidelines issued by Securities Commission and Bank Negara Malaysia.
• Strong verbal and written communication abilities in English.
• Excellent problem-solving and analytic skills, including clear and concise writing and editorial skills with strong presentation skills.
• Strong leadership skills, discipline in managing timelines, reliable, resourceful and driven.