Senior Manager, Risk and Compliance (ERM)

Job Summary

Senior Manager, Risk and Compliance Monitoring, will combine risk and compliance monitoring activities, collaborating closely with both risk and compliance team members as part of Group GRC. The role requires strong audit and risk assessment skills.

General responsibilities

Enterprise Risk Assessment:

• Actively lead enhanced Enterprise Risk Management program
• Revamp and execute Enterprise Risk Assessment procedures
• Source and deploy new digital tool to markets
• Develop and conduct training activities and risk workshops
• Actively collaborate with senior stakeholders
• Develop the development of the annual risk report

Compliance Monitoring:

• Lead the compliance monitoring program, including ABAC spot check testing
• Train local compliance officers to oversee and coordinate monitoring activities
• Conduct regular compliance reviews and assessments to ensure adherence to internal policies and external regulations
• Proactively identify potential compliance risks and develop strategies to mitigate them, in collaboration with senior stakeholders
• Develop innovative methodologies and provide instructions for GRC data analytics

Compliance Risk Assessments:

• Lead the ABAC/compliance risk assessment procedures
• Oversee and enhance risk assessment and monitoring tool
• Collaborate with global BU compliance officers to update global compliance risk assessments
• Research on external risks and work with senior stakeholders to update risk assessment and implement mitigation measures
• Ensure new risks are identified and mitigation plans are implemented

Functional skills and knowledge

• Excellent knowledge of ERM i.e. risk management
• Auditing experience
• Excellent analytical, problem-solving, and decision-making skills
• Exceptional communication and interpersonal skills
• Ability to manage multiple projects and priorities in a fast-paced environment
• Working knowledge of the regulatory rules and consequences of noncompliance, anti-bribery & corruption/kickback, FCPA, UKBA and false claims
• Proficient in Microsoft Office, forensic search tools and finance environment

Other Requirements

• Bachelor’s degree in Law, Business Administration, Finance or Law. A Master’s degree or professional certification is preferred
• Relevant compliance, audit or risk certifications (e.g. CIA, CPA/ CA, CFE, CRM, etc.) will be an advantage
• Minimum of 7 years of experience in compliance, risk management, or a related field
• Big 4, consultancy or blue chip company experience preferred