Compliance Executive
RM 4,000 - RM 4,999 / Per Mon
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Requirements: - Bachelor's degree in Management, Finance, Business Admin or similar. - Proven desire to expand knowledge and understanding of the equity crowdfunding industry. - Compliance job experiences in financial industry is preferred - Excellent verbal and written communication skills. - Excellent time management skills. Job description · Ensuring the fundraising and investment processes are complied with equity crowdfunding guidelines and Anti-money Laundering regulation · Publishing materials review to avoid legal risk · Execute Anti-money laundering and Know Your Client procedure on investors during onboarding process · Ensure all the company activity is complied with ECF regulation · Investor and issuers enquiries handling
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