Compliance Officer (Kuala Lumpur)
- Full Time, onsite
- Capital Dynamics Asset Management Sdn Bhd
- Kuala Lumpur Compliance & Risk (Banking & Financial Services) Full time Add expected salary to your profile for insights, Malaysia
Salary undisclosed
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Responsibilities:
- Establishing and managing the company's compliance needs.
- Establishing a compliance framework and monitoring program, reporting, investigating and recommending of remedial action, providing compliance advice, reviewing filings with regulators, regular compliance returns etc.
- Coordinating the company's compliance efforts including staff training, liaison with external consultants and the relevant authorities.
Requirements:
- At least a Bachelor's Degree in Law or Accountancy qualifications or the relevant professional qualifications.
- Experience in compliance, internal or external audit would be required.
- At least 3 years of relevant working experience in the financial services industry.
- Able to work independently, be extremely well organised, meticulous and detail oriented.
- You would be required to be registered with the Malaysian Securities Commission (“SC”) upon completing the relevant SC examination modules.
- Very proficient in both spoken and written English.
This career opportunity is available in our following office(s). Please send your job application to :
Kuala Lumpur:
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