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Compliance Officer (Kuala Lumpur)

  • Full Time, onsite
  • Capital Dynamics Asset Management Sdn Bhd
  • Kuala Lumpur Compliance & Risk (Banking & Financial Services) Full time Add expected salary to your profile for insights, Malaysia
Salary undisclosed

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Responsibilities:

  • Establishing and managing the company's compliance needs.
  • Establishing a compliance framework and monitoring program, reporting, investigating and recommending of remedial action, providing compliance advice, reviewing filings with regulators, regular compliance returns etc.
  • Coordinating the company's compliance efforts including staff training, liaison with external consultants and the relevant authorities.

Requirements:

  • At least a Bachelor's Degree in Law or Accountancy qualifications or the relevant professional qualifications.
  • Experience in compliance, internal or external audit would be required.
  • At least 3 years of relevant working experience in the financial services industry.
  • Able to work independently, be extremely well organised, meticulous and detail oriented.
  • You would be required to be registered with the Malaysian Securities Commission (“SC”) upon completing the relevant SC examination modules.
  • Very proficient in both spoken and written English.

This career opportunity is available in our following office(s). Please send your job application to :

Kuala Lumpur: