Assistant Vice President, Compliance (Regulatory)
Salary undisclosed
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Job Purpose
To assist the Head of Department in assessing and monitoring of compliance risk faced by MNRB Holdings Berhad and Malaysian Reinsurance Berhad and ensuring controls to manage compliance risk are adequate and operating as intended.
Job Responsibilities
- Identifies potential areas of compliance vulnerability and risk, develops/implements corrective action plans for resolution of problematic issues and provides general guidance on how to avoid or deal with similar situations in the future.
- To carry out the compliance validation and assessment by identifying the gaps and meet the relevant departments to discuss gaps and actions plans to close the gaps.
- To prepare compliance assessment report, validation report and other compliance related report
- To conduct follow ups any outstanding matters, eg. assessment and validation.
- To review policies and departmental standard operating procedures (SOPs) as planned or as and when is required.
- To monitor the progress of compliance with new regulatory requirements.
- Plan and monitor compliance awareness activities within the Company.
- Lead/team member in departmental project or compliance program.
Qualification
Degree in Finance/ Law / Insurance / Accountancy or related disciplines
Professional
Professional certification in Compliance / Audit / Risk Management / Actuary / Internal Audit is an added advantange.
Experience
Minimum of 5 years related working experience in audit / compliance / risk management in the financial industry
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