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Assistant Manager, Regulatory Advisory

Salary undisclosed

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Create the future with Affin! You too can make a difference.

We continuously innovate to transform our financial services landscape - making banking better and easier. Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. Here, you don’t just stay at the forefront of the industry – you can make a difference too.

To assist the Head of Regulatory Advisory in the followings:

Advisory Support

  • Provide advisory on regulatory matters to facilitate internal stakeholders and the relevant Business Units/Support Units (BUs/SUs) in complying with the relevant laws, regulations and guidelines.
  • Participate in business specific projects based on portfolio to facilitate the relevant BUs/SUs in complying with the relevant laws, regulations and guidelines.
  • Proactive monitoring of business specific regulatory developments.

Products and Services Assessment

  • Review product program and identify regulatory risk on new product and variation of existing product is in compliance with the regulatory requirements.
  • Review the services that will be offered to customers or outsourced to a service provider is in compliance with the regulatory requirements.
  • Review and provide clearance on non-marketing materials.

Communication with Regulators

  • Act as liaison officer for BUs/SUs to communicate with regulators for clarification on regulatory related matters as well as responding to regulators’ inquiries.
  • Review letters to regulators and provide feedback from regulatory perspective.

Advertisement and Marketing

  • Review and provide clearance on marketing materials, where required.

Documents And Other Review

  • Review policy and procedures of BUs/SUs and to provide feedback from regulatory perspective.
  • Review, recommend and ensure all rectification plans to non-compliance issues are completed and implemented.

Training/Culture

  • Prepare training materials and conduct training/awareness on compliance and regulatory matters.
  • Promote compliance culture and best practices of compliance in the Bank.
  • Implement compliance framework and initiatives on a group wide basis.