Investment Banking and Asset Management Audit, AVP

Job Purpose:

• To assist the HOD in the execution and management of audit assignments and to achieve the overall objectives and functions of the Division.

Key Responsibilities:

• Assists HOD in establishing the audit universe, risk assessment, and annual audit plan.
• Supervises/ leads/ coaches the audit assignment process, including detailed planning of audit assignments, audit testing, and reporting in accordance with Internal Audit methodology and Standards.
• Prepare audit findings and audit working papers to ensure that adequate documentation exists to support the completed audit and conclusions and continuously update supervisor on the progress of the audit.
• Ensure that audit findings and recommendations are clearly presented to the management during exit meeting and the audit report is issued as per deadline.
• Perform ad-hoc assignment as requested by Head of Department / Head Internal Audit, Senior Management
• Achieve compliance of requirements under the Service Level Agreements.
• Gained and maintained the level of knowledge required and achieve professional standards in the relevant areas of auditing.

Requirements:

• A recognized University Degree or professional qualification in Accounting, Auditing, Finance, Economics or related discipline.
• At least 5 years of working experience in internal or external auditing, preferably in financial institutions.
• Industry exposure in financial institutions under Bank Negara Malaysia, Securities Commission and Bursa Malaysia.
• Managing and leading audit teams.
• Presentation to the Audit Committee and Senior Management.