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Manager - Global Markets (Legal & Compliance)

  • Full Time, onsite
  • Hong Leong Bank Berhad
  • Wilayah Persekutuan Kuala Lumpur, Malaysia
Salary undisclosed

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Overview

To provide regulatory compliance advice and support to Global Markets of Hong Leong Bank. The role will be responsible to drive GM's compliance and primary contact for the business on all compliance matters in relation to Global Markets and in consultation with Group Compliance. This role will be reporting to Head, Global Markets (Legal & Compliance).

Job responsibilities

  • Provide legal and regulatory compliance (including AML/CFT) advice/support to Global Markets.
  • Keep abreast of new/changes to laws and regulations. Drive the implementation of new regulatory requirements (Horizon Scanning).
  • Review and ensure completion of compliance self-assessments, impact assessment and analysis performed on new/revised regulations by Global Markets.
  • Carry out investigations for relevant regulatory breaches and coordinate discussions to assist Global Markets with the preparation of all pre-requisite documents for any escalation of breaches or non-compliance incidents. Manage breach reporting process and track completion of rectification actions.
  • Ensure timely reporting and escalation of Compliance issues or incidences to management and Group Compliance.
  • Act as the liaison with group compliance and regulators on regulatory compliance matters. Assist with the coordination of BNM CRR and any regulatory information requests, including meetings and audits.
  • Responsible for the drafting and negotiation of Master Agreements and related collateral agreements (ISDA, CSA, GMRA, FX MA, TMA) with counterparties in various jurisdictions.
  • Draft, review and negotiate agreements, terms and conditions, documents, Term Sheets, Product Highlight Sheets and Product Disclosure Sheets required for Global Markets.

Jobholder Requirements:

Requirements

  • Malaysian Citizen

Education/Qualification

  • Candidates must possess at least a Bachelor's Degree, Law/Economics/Finance/Banking.

Experience

  • Minimum of 3-7 years’ experience in a banking and financial Institution with responsibilities for managing compliance or legal risk.
  • Knowledge of legislative aspects/regulatory requirements of banking and financial institutions and banking products.
  • Good understanding of financial markets/treasury regulations will be an added advantage.

What’s next?

  • Once you’ve applied online, our team will carefully review your application. Due to a high volume of applications, we appreciate your patience to allow for a fair and timely review process
  • Should you be shortlisted for the role, we will send you an invitation via email for an interview. You can also check on your application status by logging into your candidate account

For more job opportunities, please go to HLB Care

https://hlb.wd3.myworkdayjobs.com/HLBCareers/